What financial interests should be disclosed?

• If you receive or have the potential to receive anything of monetary value associated with:


• University contract, procurement of goods or services, investment or loan,
• gift directed to your program of scholarship or research,
• research program in which you participate, or
• project involving human or vertebrate animal participants.


• If you are holding a financial interest in a business from which the University purchases goods or services (e.g. University purchase from employee-owned company; faculty/staff having ownership interest or consulting for company from which University purchases services).


• If the University is subcontracting to a faculty-owned company.


• If you are holding a financial interest in a business that is the recipient of a University investment or loan.


• If you are an Investigator who is holding a financial interest in the sponsor of their research (e.g. faculty-owned company contracting or subcontracting to the University).


• If you are an Investigator who is receiving financial benefit from research outcomes (e.g. continuing University research on subject that has been licensed to an employee-owned company).

You probably have a financial interest that has to be disclosed.

• What is a Financial Conflict of Interest (FCOI)?
• Who is Responsible for Managing FCOI?
• How Does This Affect Me? - Employee Obligations
• Do I have a Financial Interest That Must be Disclosed?
• How do I Disclose a Financial Interest Associated With University Employment?
• How do I Identify COI in Sponsored Research, Technology Transfer and/or Relationships with Outside Organizations?
• NIH and NSF Disclosure Requirements

• Process Description and Management Mechanisms
• Managing COI in Consulting